Official release · PolicyStocks
SEC Proposes Expanding Securities Eligible for Cross Trading by Registered Funds
The Securities and Exchange Commission today proposed amendments to the Investment Company Act “cross-trading rule,” which permits transactions in securities between a registered fund and its affiliates under certain conditions. The proposed amendments…
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Policy developments can change how companies and financial services operate. Check the jurisdiction, whether the measure is proposed or final, and when it would take effect.
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